Deputy Manager

Responsibilities:

• Assist the Compliance Manager in planning and monitoring the department’s annual work plan.
• Assist in maintaining and reviewing of compliance-related policies, processes and procedures to ensure alignment with applicable laws, regulations and guidelines issued by regulatory authorities.
• Assist in preparing and reviewing compliance reports for tabling to various Committees.
• Update, maintain and communicate compliance-related policies, processes and procedures, including conducting briefings and trainings for employees and unit trust consultants.
• Provide advice on compliance matters, including investment management and transactions carried out by directors, employees and other relevant stakeholders of the Company.

Requirements:

• Degree in any discipline.
• At least 8 years’ experience in regulatory compliance related role, legal or audit.
• Prior experience in a financial institution or relevant industry is preferred.
• Knowledge of compliance regulations and frameworks related to the capital market industry is advantageous.
• Good communication, presentation and interpersonal skills.
• Possess good writing skills with strong command of English, both written and spoken.
• Able to work independently with minimum supervision and deliver within tight timelines.

Join Us!

Email to us at
recruitment@publicmutual.com.my

Only shortlisted candidates will be notified.